Securities Research, Inc. is a registered Broker Dealer and a member of FINRA and SIPC

Securities Research, Inc. is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and is a member of FINRA and SIPC. Our firm is also a state-registered investment adviser (RIA).

Securities Research, Inc. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in …

Securities Research offers various types of interest bearing investments for free cash in customer accounts. These include FDIC cash sweep programs and money markets.

Securities Research, Inc. collects client information to fulfill legal and regulatory requirements. All information gathered about our clients is considered personal and therefore subject to the privacy policy.