Kristy Britt will take over from outgoing CFO Jon Frojen, and will be based at Osaic’s headquarters in Scottsdale, Ariz.

Carson Group has acquired Sweet Financial Partners, a registered investment advisor based in Fairmont, Minn., with $1 billion ...

Private equity firm Warburg Pincus exits its investment in Kestra after five years, while Stone Point returns as majority ...

Shaker Investments’ Brad Wheeler details how financial advisors can manage investment risk more effectively. Shaker Investments President Brad Wheeler joins Ryan Nauman during this very engaging ...

The mass affluent segment is a goldmine waiting to be tapped, representing a staggering half of the $42 trillion in total ...

Listen as Nona Rosa, Director of Practice Management at Avantax as she highlights the firm’s dedication to investing in talent through an innovative coaching program.

The suits filed in New York’s Southern District were filed the same day Wells Fargo revealed a $128 million loss in net ...

PEAK, which has 120 advisors and about $1.2 billion in assets under advisement, will operate as a separate subsidiary of ...

Tylor Bordelon Seaman, CEO of Maslow Wealth Advisors, the $1.75 billion RIA formerly known as Durbin Bennett, had a more ...

Story: Warren Buffett is an example of the power of long-term thinking. Most of his wealth was accumulated after he turned 65 ...

As we approach 2025, high-net-worth individuals (HNWIs) are encountering a rapidly evolving financial landscape shaped by ...

For instance, how do owners plan to transfer the business to NextGen if they have three or four kids, but only one can run ...