SEBI has fined Basant Maheshwari Wealth Advisers firm for violating IA rules with activities like dual charging and ...
The firm allegedly charged advisory fees under both AUA-based and fixed-fee models and used exaggerated captions in its ...
SEBI stated that Basant Maheshwari Wealth Advisers violated Regulation 15A of the SEBI (Investment Advisers) Regulations by ...
The order should serve as a warning or provide clarity to various registered entities who are known to follow a similar ...
SEBI said Basant Maheshwari Wealth Advisers charged fees from the same client using both the modes, which is a violation of ...
According to Sebi, the firm used "exaggerated captions" on YouTube videos; marketing campaigns against regulatory body's code ...
Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging ...
The market regulator, Securities and Exchange Board of India has imposed Rs 4 lakh fine on Basant Maheshwari Wealth Advisers.
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs4 lakh on Basant Maheshwari Wealth ...
The Securities and Exchange Board of India has imposed a fine of Rs 4 lakh on Basant Maheshwari Wealth Advisers LLP for ...
SEBI imposed penalties totaling Rs 35 lakh on seven entities for non-genuine trades in BSE's illiquid stock options, creating ...
SEBI found that Basant Maheshwari Wealth Advisers was charging fees from 32 clients under both fixed and asset-based models ...