On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...
Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...
The Securities and Exchange Commission (SEC) announced that Mark T. Uyeda has been appointed Acting Chair.  The Acting Chair ...
President Trump's Jan. 23 executive order creates a crypto task force to craft rules and study a national reserve or ...
BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...
Coinbase has petitioned the U.S. Second Circuit Court of Appeals to have secondary crypto transactions deemed not securities.
The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
Katie Barlow discusses the Securities and Exchange Commission recently suing Elon Musk over his purchase of social media app, ...
The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.