Advisor Michael Fowler, who has been in the financial services industry since 1992, joined Citi in Reston, Virginia, from Merrill Lynch in 2017, according to BrokerCheck. Last month, Fowler left Citi ...

Ninety-one percent of wealthy Americans give to charity, Bank of America Private Bank said it found in a survey of 1,007 U.S.-based respondents age 21 or older and with at least $3 million in ...

The repricing of sweep deposits dented otherwise positive results for Wells' wealth unit last quarter. Revenue was up 0.5% quarterly and 4.8% year on year, to $3.88 billion, spurred by 2.1% quarterly ...

The latest funding round puts the valuation of Farther Finance Advisors at $542 million. Farther Finance Advisors, a startup aimed at financial advisors, has secured $72 million in funding, according ...

Clients working with managers through a dual-contract arrangement are more likely to embrace multi-asset tax optimized offerings from managers, said Seth Stuart, head of product at financial services ...

Carlos Leston, of Maywood, New Jersey, joined the financial services industry in 1998 and moved to LPL in 2008, according to BrokerCheck. He left LPL in September 2022, with the company reporting on ...

A recent McKinsey study estimates that more than $30 trillion will change hands by 2030 — and most of the recipients will be looking for a new advisor, Equitable said it found in a survey of 500 ...

Rohn is now suing Edward Jones, taking issue with the company's policy of forcing advisors to pay client fees when client ...

Commonwealth envisions the advisor as the point person in a team of professionals — such as those in trust services, tax planning, estate planning and charitable giving — for high-net-worth clients ...

The latest round included participation from several members of its board of directors, as well as existing investor The Charles Schwab Corp. and new investors BlackRock and J.P. Morgan Asset ...

The IT integration represents one of the key risks in the ongoing integration of Credit Suisse, which UBS acquired in a government-brokered deal last year, the newswire wrote, citing previous ...

LPL Financial announced that it has hired a former T. Rowe Price executive to lead its Investment Management Solutions team.