SEBI stated that Basant Maheshwari Wealth Advisers violated Regulation 15A of the SEBI (Investment Advisers) Regulations by ...
The market regulator, Securities and Exchange Board of India has imposed Rs 4 lakh fine on Basant Maheshwari Wealth Advisers.
The firm allegedly charged advisory fees under both AUA-based and fixed-fee models and used exaggerated captions in its ...
SEBI said Basant Maheshwari Wealth Advisers charged fees from the same client using both the modes, which is a violation of ...
The order should serve as a warning or provide clarity to various registered entities who are known to follow a similar ...
The Securities and Exchange Board of India has imposed a fine of Rs 4 lakh on Basant Maheshwari Wealth Advisers LLP for ...
According to Sebi, the firm used "exaggerated captions" on YouTube videos; marketing campaigns against regulatory body's code ...
Market regulator Securities and Exchange Board of India (SEBI) has imposed a penalty of Rs4 lakh on Basant Maheshwari Wealth ...
Sebi highlighted multiple lapses, including the firm's failure to conduct an annual audit and its practice of charging ...
Basant Maheshwari Wealth Advisers LLP has been slapped with a fine of Rs 4 lakh by the market regulator SEBI for allegedly violating norms regarding fees and exaggerated captions of YouTube videos.