On May 27, the SEC granted an application for temporary registration as a clearing agency under Section 17A of the Exchange Act, which the ...
Pursuant to section 205 of the Investment Advisers Act of 1940 (the “Advisers Act”), an investment adviser registered with the Securities and ...
PFRDA has introduced a Regulatory Sandbox framework allowing controlled testing of innovative pension products and FinTech solutions. The framework balances innovation with strict safeguards for ...
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