In a letter to Acting SEC Chair Mark Uyeda, the Chicago-based firm called the recent complaint a retaliation and cited ...

Volunteers under 18 must have an Underage Waiver of Liability signed by a parent or guardian and bring it with them when they arrive for their shift. Find more information, the liability waiver ...

The SEC separately announced settled charges against an advisory firm in a related action involving improperly managing conflicts of interests and the use of liability waivers. The settled charges ...