The independent wealth giant's latest addition to its employee advisor channel extends its reach in New York's high-net-worth ...

Rockefeller has been regularly poaching high-asset teams from wirehouses this year, and its asset haul totals well more than ...

Merrill Lynch and parent Bank of America have asked a federal judge to dismiss a presumptive class action lawsuit challenging ...

Raymond James has recruited a team of five advisors to the firm’s employee advisor channel. The Williamsville, N.Y.-based ...

Merrill Lynch Wealth Management remains inside Southlake Town Square, moving to the Granite Place II office building.

Three financial advisors who previously managed about $479 million in client assets at Merrill Lynch have jumped to Raymond ...

Hans noted that, as part of its prioritization of continuity in its advisor ranks, Merrill recently made enhancements to its ...

DiMedio, a Merrill Lynch lifer, joined the company in 2000, according to BrokerCheck. He has been on Barron’s 2024 Top 1,200 Financial Advisor list and the Forbes’ Best-in-State Wealth Advisors’ list ...

Sept 25 (Reuters) - Merrill Lynch, Pierce, Fenner & Smith and Harvest Volatility Management have agreed to pay a combined $9.3 million to settle U.S. Securities and Exchange Commission charges ...

In the third quarter, the wirehouse doubled the number of net new clients with $10 million or more in assets from a year ago.

Merrill Lynch closed the third quarter with $3.5 trillion in client assets, up 18% from the same period in 2023. Bank of America’s private bank posted comparable growth, ending the third period ...

Sept. 25 (UPI) --The U.S. Securities and Exchange Commission said Wednesday that Harvest Volatility Management LLC and Merrill Lynch, Pierce, Fenner & Smith Inc. have agreed to pay a combined $9.3 ...